-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TqLXp8riYA/hEDJ6NN164j6T+iTmkkWfu82TDemwD7xM4clepsFQmo+C4cmm4bxM yT+7ayx4GbxMPYus25Q1wg== 0001144204-09-037914.txt : 20090720 0001144204-09-037914.hdr.sgml : 20090719 20090720152034 ACCESSION NUMBER: 0001144204-09-037914 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090720 DATE AS OF CHANGE: 20090720 GROUP MEMBERS: AVALON CORRECTIONAL SERVICES, INC. GROUP MEMBERS: DONALD E. AND TIFFANY SMITH, JOINT TENANTS GROUP MEMBERS: ERIC S. GRAY GROUP MEMBERS: MICHAEL BRADLEY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENCE SERVICE CORP CENTRAL INDEX KEY: 0001220754 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SOCIAL SERVICES [8300] IRS NUMBER: 860845127 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79536 FILM NUMBER: 09953040 BUSINESS ADDRESS: STREET 1: 5524 E. FOURTH ST. CITY: TUSCON STATE: AZ ZIP: 85711 BUSINESS PHONE: 5207487108 MAIL ADDRESS: STREET 1: 5524 E. FOURTH ST. CITY: TUSCON STATE: AZ ZIP: 85711 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: 73114 Investments LLC CENTRAL INDEX KEY: 0001449402 IRS NUMBER: 263607132 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 13401 RAILWAY DRIVE CITY: OKLAHOMA CITY STATE: OK ZIP: 73099 BUSINESS PHONE: 4057528802 MAIL ADDRESS: STREET 1: 13401 RAILWAY DRIVE CITY: OKLAHOMA CITY STATE: OK ZIP: 73099 SC 13D/A 1 v155094_sc13da.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
SCHEDULE 13D
 
(Rule 13d-101 Information to Be Included In Statements Filed Pursuant To
Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a))
 
Under the Securities Exchange Act of 1934
(Amendment No. 8)*
 
The Providence Service Corporation
(Name of Issuer)
 
Common Stock, Par Value $0.001 Per Share
(Title of Class of Securities)
 
743815102
(CUSIP Number)
 
Eric S. Gray
13401 Railway Drive
Oklahoma City, Oklahoma  73114
(405) 752-8802
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
 
July 16, 2009
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7(b) for other parties to whom copies are to be sent.
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 
 
CUSIP No. 743815102
 
1.
Names of Reporting Persons:  
 
73114 Investments, L.L.C.
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3.
SEC Use Only
 
 
4.
Source of Funds
 
WC
5.
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) o
 
 
6.
Citizenship or Place of Organization:  
 
Oklahoma, United States
Number of Shares Beneficially Owned by Each Reporting Person With
7.
Sole Voting Power
 
0
8.
Shared Voting Power
 
1,210,216
9.
Sole Dispositive Power
 
0
10.
Shared Dispositive Power
 
1,210,216
11.
Aggregate Amount Beneficially Owned by Each Reporting Person:  
 
1,210,216
12.
Check if the Aggregate Amount in Row 11 Excludes Certain Shares (See Instructions) o
 
 
13.
Percent of Class Represented by Amount in Row 11:  
 
9.4%
14.
Type of Reporting Person (See Instructions):
 
OO
 
Schedule 13D
 
Page 2 of 9 Pages

 
 
CUSIP No. 743815102
 
1.
Names of Reporting Persons:  
 
Avalon Correctional Services, Inc.
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3.
SEC Use Only
 
 
4.
Source of Funds
 
WC
5.
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) o
 
 
6.
Citizenship or Place of Organization:  
 
Oklahoma, United States
Number of Shares Beneficially Owned by Each Reporting Person With
7.
Sole Voting Power
 
0
8.
Shared Voting Power
 
1,210,216
9.
Sole Dispositive Power
 
0
10.
Shared Dispositive Power
 
1,210,216
11.
Aggregate Amount Beneficially Owned by Each Reporting Person:  
 
1,210,216
12.
Check if the Aggregate Amount in Row 11 Excludes Certain Shares (See Instructions) o
 
 
13.
Percent of Class Represented by Amount in Row 11:  
 
9.4%
14.
Type of Reporting Person (See Instructions):
 
CO
 
Schedule 13D
 
Page 3 of 9 Pages

 
 
CUSIP No. 743815102
 
1.
Names of Reporting Persons:  
 
Donald E. and Tiffany Smith, Joint Tenants
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3.
SEC Use Only
 
 
4.
Source of Funds
 
PF
5.
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) o
 
 
6.
Citizenship or Place of Organization:  
 
United States
Number of Shares Beneficially Owned by Each Reporting Person With
7.
Sole Voting Power
 
7,200
8.
Shared Voting Power
 
1,210,216
9.
Sole Dispositive Power
 
7,200
10.
Shared Dispositive Power
 
1,210,216
11.
Aggregate Amount Beneficially Owned by Each Reporting Person:  
 
1,217,416
12.
Check if the Aggregate Amount in Row 11 Excludes Certain Shares (See Instructions) o
 
 
13.
Percent of Class Represented by Amount in Row 11:  
 
9.5%
14.
Type of Reporting Person (See Instructions):
 
IN

Schedule 13D
 
Page 4 of 9 Pages

 
 
CUSIP No. 743815102
 
1.
Names of Reporting Persons:  
 
Michael Bradley
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3.
SEC Use Only
 
 
4.
Source of Funds
 
PF
5.
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) o
 
 
6.
Citizenship or Place of Organization:  
 
United States
Number of Shares Beneficially Owned by Each Reporting Person With
7.
Sole Voting Power
 
1,000
8.
Shared Voting Power
 
1,210,216
9.
Sole Dispositive Power
 
1,000
10.
Shared Dispositive Power
 
1,210,216
11.
Aggregate Amount Beneficially Owned by Each Reporting Person:  
 
1,211,216
12.
Check if the Aggregate Amount in Row 11 Excludes Certain Shares (See Instructions) o
 
 
13.
Percent of Class Represented by Amount in Row 11:  
 
9.4%
14.
Type of Reporting Person (See Instructions):
 
IN

Schedule 13D
 
Page 5 of 9 Pages

 
 
CUSIP No. 743815102
 
1.
Names of Reporting Persons:  
 
Eric S. Gray
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
3.
SEC Use Only
 
 
4.
Source of Funds
 
PF
5.
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) o
 
 
6.
Citizenship or Place of Organization:  
 
United States
Number of Shares Beneficially Owned by Each Reporting Person With
7.
Sole Voting Power
 
1,000
8.
Shared Voting Power
 
1,210,216
9.
Sole Dispositive Power
 
1,000
10.
Shared Dispositive Power
 
1,210,216
11.
Aggregate Amount Beneficially Owned by Each Reporting Person:  
 
1,211,216
12.
Check if the Aggregate Amount in Row 11 Excludes Certain Shares (See Instructions) o
 
 
13.
Percent of Class Represented by Amount in Row 11:  
 
9.4%
14.
Type of Reporting Person (See Instructions):
 
IN
 
Schedule 13D
 
Page 6 of 9 Pages

 
 
This Amendment No. 8 (this “Eighth Amendment”) to Schedule 13D is filed on behalf of the Filing Parties named in the Prior 13D with the Securities and Exchange Commission (the “Commission”) with respect to the Common Stock, par value $0.001 per share (the “Common Stock”), of The Providence Service Corporation, a Delaware corporation (the “Issuer”).  This Eighth Amendment amends the initial statement on Schedule 13D filed by the Filing Parties on November 7, 2008 (the “Original 13D”), Amendment No. 1 thereto filed on January 22, 2009 (“Amendment No. 1”), Amendment No. 2 thereto filed on February 13, 2009 (“Amendment No. 2”), Amendment No. 3 thereto filed on February 23, 2009 (“Amendment No. 3”), Amendment No. 4 thereto filed on March 2, 2009 (“Amendment No. 4”), Amendment No. 5 thereto filed on May 1, 2009 (“Amendment No. 5”), Amendment No. 6 thereto filed on May 20, 2009 (“Amendment No. 6”), and Amendment No. 7 thereto filed on June 18, 2009 (“Amendment No. 7” and with the Original 13D, Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, Amendment No. 6 and Amendment No. 7, the “Prior 13D”).  Unless otherwise indicated, all capitalized terms used but not defined herein shall have the same meaning ascribed to them in the Prior 13D.  Except as indicated herein, the information set forth in the Prior 13D remains unchanged.
 
Item 5.    Interest in Securities of the Issuer
 
 
Item 5 is hereby amended and restated in the following respects:
 
(a)-(b) The aggregate number of shares of Common Stock and percentage of the outstanding Common Stock of the Issuer beneficially owned (i) by each of the Filing Parties, and (ii) to the knowledge of the Filing Parties, by each other person who may be deemed to be a member of the group, is as follows:
 
 
 
 
Filing Party
 
Aggregate Number of Shares
   
Number of Shares: Sole Power to Vote
or Dispose
   
Number of Shares: Shared Power to Vote
or Dispose
   
 
Approximate Percentage*
 
Donald E. Smith and Tiffany Smith
    1,217,416       7,200       1,210,216       9.5 %
Michael Bradley
    1,211,216       1,000       1,210,216       9.4 %
Eric S. Gray
    1,211,216       1,000       1,210,216       9.4 %
73114 Investments, L.L.C.
    1,210,216       0       1,210,216       9.4 %
Avalon Correctional Services, Inc.
    1,210,216       0       1,210,216       9.4 %
 
*  Based on 12,855,091 shares of Common Stock outstanding as of May 4, 2009, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2009.
 
Each of the Smiths, Bradley and Gray disclaims beneficial ownership of the securities held by the other individual Filing Parties, and Bradley and Gray disclaim any beneficial ownership of the securities held by 73114.  73114 and Avalon disclaim beneficial ownership of the securities held by the other Filing Parties.  Notwithstanding the foregoing disclaimers, the number of shares of Common Stock reported as beneficially owned by each of the Smiths, Bradley and Gray with shared voting and dispositive powers includes all 1,210,216 shares of Common Stock owned by 73114, for which each of the Smiths, Bradley and Gray serves as a manager.  The number of shares of Common Stock reported as beneficially owned by Avalon with shared voting and dispositive powers includes all 1,210,216 shares of Common Stock owned directly by 73114, of which Avalon is the sole member.
 
Schedule 13D
 
Page 7 of 9 Pages

 
 
(c) On July 16, 2009, 73114 sold 1,082,679 shares of Common Stock at a price of $10.40 per share of Common Stock.  Other than this transaction, the Filing Parties effected no transactions in the Common Stock during the past 60 days.
 
(d) No change.
 
(e) No change.
 
Schedule 13D
 
Page 8 of 9 Pages

 
 
Signature
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
 
       
Date:  July 20, 2009 /s/ Donald E. Smith  
  Donald E. Smith, for himself and as attorney-in-fact  
  for Tiffany Smith, Eric S. Gray and Michael Bradley  
       
       
  73114 Investments, L.L.C.  
       
  By:
/s/ Donald E. Smith
 
    Donald E. Smith, Chief Executive Officer  
       
       
  Avalon Correctional Services, Inc.  
       
  By: /s/ Donald E. Smith  
    Donald E. Smith, Chief Executive Officer  
 
 
Schedule 13D
 
Page 9 of 9 Pages

 
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